295. In determining additional own funds requirement in accordance with Article 40 (3) of Directive …

In determining additional own funds requirement in accordance with Article 40 (3) of Directive (EU) 2019/2034, at a time specified in paragraph 271, competent authorities should set:

• a. an absolute amount of additional own funds requirement as a result of the conclusion based on the SREP assessment; and
• b. the ratio of the absolute amount referred to in point (a) to the investment firm’s own funds requirement determined in accordance with Article 11 of Regulation (EU) 2019/2033 at the time of the setting of that absolute amount referred to in point (a) (“D”) in accordance with the following formula:

𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴 𝑎𝑎𝑎𝑎𝐴𝐴𝐴𝐴𝑎𝑎𝐴𝐴 𝐴𝐴𝑜𝑜 𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝐴𝐴𝑎𝑎𝐴𝐴𝑎𝑎𝑎𝑎𝐴𝐴 𝐴𝐴𝑜𝑜𝑎𝑎 𝑜𝑜𝐴𝐴𝑎𝑎𝑎𝑎𝐴𝐴 𝑟𝑟𝐴𝐴𝑟𝑟𝐴𝐴𝑎𝑎𝑟𝑟𝐴𝐴𝑎𝑎𝐴𝐴𝑎𝑎𝐴𝐴

1. Overview

1.1 References

• Article 11 Own funds requirements

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.