10.8 Interaction between supervisory and early intervention measures

1. Overview

Summary	Regulation
410. In addition to the supervisory measures referred to in this title, for investment firms which …	In addition to the supervisory measures referred to in this title, for investment firms which are subject to the requirements of Directive 2014/59/EU, competent authorities may apply early intervention measures as specified in Article 27 of that Directive, which are intended to supplement the set of supervisory measures specified in Articles 39 to 42 of Directive (EU) 2019/2034.
411. Competent authorities should apply early intervention measures without prejudice to any other …	Competent authorities should apply early intervention measures without prejudice to any other supervisory measures, and when applying early intervention measures, should choose the most appropriate measure(s) to ensure a response that is proportionate to the particular circumstances.

Requirements
Source	Requirement

Standards
Source	Requirement

EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

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