+11.3 Application of other supervisory measures
---+427. Competent authorities responsible for the supervision of cross-border investment firms groups …
---+428. Competent authorities responsible for the prudential supervision of entities of a cross-border …

11.3 Application of other supervisory measures

1. Overview

427. Competent authorities responsible for the supervision of cross-border investment firms groups …

Competent authorities responsible for the supervision of cross-border investment firms groups and their entities should discuss and coordinate, where possible, application of all supervisory and early intervention measures, where applicable, to the group and/or its material entities to ensure that the most appropriate measures are consistently applied to the identified vulnerabilities, taking into account the group dimension, including inter-dependencies and intra-group arrangements as discussed above.

428. Competent authorities responsible for the prudential supervision of entities of a cross-border …

Competent authorities responsible for the prudential supervision of entities of a cross-border investment firms group should, when imposing supervisory or administrative measures including sanctions on investment firms for their failure to address deficiencies related to ML/TF risks adequately, liaise with the relevant AML/CFT supervisors.

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source	Requirement

3. Related Standards

Standards
Source	Requirement

EBA -
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