+16. In Guideline 4.74, point b) is replaced by the following: ‘ b) Whether they will monitor …
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16. In Guideline 4.74, point b) is replaced by the following: ‘ b) Whether they will monitor …
In Guideline 4.74, point b) is replaced by the following: ‘ b) Whether they will monitor transactions manually or by using an automated transaction monitoring system. Firms that process a high volume of transactions or transactions at high frequencies should consider putting in place an automated transaction monitoring system; ’ 15
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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