37. For the purposes of the second subparagraph of Article 4a(3) of Directive 2013/36/EU, when …

For the purposes of the second subparagraph of Article 4a(3) of Directive 2013/36/EU, when establishing whether a third party or collective investment undertaking predominantly invests in instruments issued by or referenced to the entities referred to in Article 4a(3), point (a) of Directive 2013/36/EU, competent authorities should take into account, among others, the investment policy or strategy. 4.6.2 Cooling-off restrictions

Scope of staff or members of the competent authority’s governance body affected by the

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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