+Section 1 Application of requirements on a consolidated basis
---+Article 10a Application of prudential requirements on a consolidated basis where investment firms are parent undertakings
---+Article 11 General treatment
------+Article 11 1.
------+Article 11 2.
------+Article 11 3a.
------+Article 11 4.
------+Article 11 5.
------+Article 11 6.
---+Article 12a Consolidated calculation for G-SIIs with multiple resolution entities
---+Article 13 Application of disclosure requirements on a consolidated basis
------+Article 13 1.
------+Article 13 2.
------+Article 13 3.
------+Article 13 4.
---+Article 14 Application of requirements of Article 5 of Regulation (EU) 2017/2402 on a consolidated basis
------+Article 14 1.
------+Article 14 2.

Section 1 Application of requirements on a consolidated basis

Section 1 Application of requirements on a consolidated basis

1. Overview

,
Summary Regulation
Article 10a Application of prudential requirements on a consolidated basis where investment firms are parent undertakings

Article 10a

Application of prudential requirements on a consolidated basis where investment firms are parent undertakings

For the purposes of this Chapter, investment firms and investment holding companies shall be considered to be parent financial holding companies in a Member State or EU parent financial holding companies where such investment firms or investment holding companies are parent undertakings of an institution or of an investment firm subject to this Regulation that is referred to in Article 1(2) or (5) of Regulation (EU) 2019/2033.

Article 11 General treatment
Article 12a Consolidated calculation for G-SIIs with multiple resolution entities

Article 12a

Consolidated calculation for G-SIIs with multiple resolution entities

Where at least two G-SII entities that are part of the same G-SII are resolution entities or third-country entities that would be resolution entities if they were established in the Union, the EU parent institution of that G-SII shall calculate the amount of own funds and eligible liabilities referred to in Article 92a(1), point (a):

(a) 

for each resolution entity or third-country entity that would be a resolution entity if it were established in the Union;

(b) 

for the EU parent institution as if it were the only resolution entity of the G-SII.

The calculation referred to in point (b) of the first subparagraph shall be undertaken on the basis of the consolidated situation of the EU parent institution.

Resolution authorities shall act in accordance with Article 45d(4) and Article 45h(2) of Directive 2014/59/EU.

Article 13 Application of disclosure requirements on a consolidated basis
Article 14 Application of requirements of Article 5 of Regulation (EU) 2017/2402 on a consolidated basis

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • Builddate: 01.01.2027 00:00:00 -Doknr: CELEX:32013R0575
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.