+Section 1 Competences and duties of home and host Member States
---+Article 12 Competence of the competent authorities of the home and host Member State
---+Article 13 Cooperation between competent authorities of different Member States
------+Article 13 1.
------+Article 13 2.
------+Article 13 3.
------+Article 13 4.
------+Article 13 5.
------+Article 13 6.
------+Article 13 7.
------+Article 13 8.
------+Article 13 9.
---+Article 14 On‐the‐spot checking and inspection of branches established in another Member State
------+Article 14 1.
------+Article 14 2.

Section 1 Competences and duties of home and host Member States

Section 1 Competences and duties of home and host Member States

1. Overview

,
Summary Regulation
Article 12 Competence of the competent authorities of the home and host Member State

Article 12

Competence of the competent authorities of the home and host Member State

The prudential supervision of investment firms shall be the responsibility of the competent authorities of the home Member State, without prejudice to those provisions of this Directive which confer responsibility on the competent authorities of the host Member State.

Article 13 Cooperation between competent authorities of different Member States
Article 14 On‐the‐spot checking and inspection of branches established in another Member State

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • Builddate: 24.12.2024 00:00:00 -Doknr: CELEX:32019L2034
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