+Article 38 Supervisory measures
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Article 38 Supervisory measures
Article 38
Competent authorities shall require investment firms to take, at an early stage, the measures necessary to address the following problems:
(a)
an investment firm does not meet the requirements of this Directive or of Regulation (EU) 2019/2033;
(b)
competent authorities have evidence that an investment firm is likely to breach the national provisions transposing this Directive or the provisions of Regulation (EU) 2019/2033 within the next 12 months.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- Builddate: 24.12.2024 00:00:00 -Doknr: CELEX:32019L2034
- EULAW -
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