+Article 3 Information concerning management and ownership
---+Article 3 1
---+Article 3 2

Article 3 Information concerning management and ownership

1. Overview

,
Summary Regulation
Article 3 1

1.   The competent authorities of the home Member State shall provide to the competent authorities of a host Member State the organisational structure of an institution including its business lines and its relationships to entities within the group.

Article 3 2

2.   In addition to information specified in paragraph 1, the competent authorities of the home Member State shall provide to the competent authorities of a host Member State which supervise a significant branch, as referred to in Article 51 of Directive 2013/36/EU, the following information in relation to an institution:

(a)

the structure of the management body and senior management, including the allocation of responsibility for the oversight of a branch;

(b)

the list of shareholders and members with qualifying holdings based on information provided by the credit institution in accordance with Article 26(1) of Directive 2013/36/EU.

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • Builddate: 20.05.2014 00:00:00 -Doknr: CELEX:32014R0524
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