+Article 9 6.

Article 9 6.

This Article shall not apply to voting rights held in the trading book, as defined in Article 11 of Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions ( 13 ), of a credit institution or investment firm provided that:

(a) 

the voting rights held in the trading book do not exceed 5 %; and

(b) 

the voting rights attached to shares held in the trading book are not exercised or otherwise used to intervene in the management of the issuer.

1. Overview

,

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
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