+Article 86 Effective application of penalties and exercise of powers to impose penalties by supervisory authorities and resolution authorities
---+Article 86 (a)
---+Article 86 (b)
---+Article 86 (c)
---+Article 86 (d)
---+Article 86 (e)
---+Article 86 (f)
---+Article 86 (g)
---+Article 86 2

Article 86 Effective application of penalties and exercise of powers to impose penalties by supervisory authorities and resolution authorities

Member States shall ensure that, when determining the type of administrative penalties or other administrative measures and the level of administrative fines, the supervisory authorities and resolution authorities take into account all relevant circumstances, including where appropriate:

1. Overview

,
Article 86 (a)

the gravity and the duration of the infringement;
Article 86 (b)

the degree of responsibility of the natural or legal person responsible;
Article 86 (c)

the financial strength of the natural or legal person responsible;
Article 86 (d)

the amount of profits gained or losses avoided by the natural or legal person responsible, insofar as those profits or losses can be determined;
Article 86 (e)

the losses for third parties, including policy holders, caused by the infringement, insofar as those losses can be determined;
Article 86 (f)

the level of cooperation of the natural or legal person responsible with the supervisory authority and the resolution authority;
Article 86 (g)

previous infringements by the natural or legal person responsible.
Article 86 2

For the purposes of the first subparagraph, point (c), the indicators of financial strength of a natural or legal person shall include the total turnover of the responsible legal person or the annual income of the responsible natural person.

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
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