+SECTION 3 Risk management
---+Article 38 Risk management systems
---+Article 39 Permanent risk management function
------+Article 39 1.
------+Article 39 2.
---+Article 40 Risk management policy
------+Article 40 1.
------+Article 40 2.
------+Article 40 3.
------+Article 40 4.
------+Article 40 5.
---+Article 41 Assessment, monitoring and review of the risk management systems
------+Article 41 1.
------+Article 41 2.
------+Article 41 3.
------+Article 41 4.
---+Article 42 Functional and hierarchical separation of the risk management function
------+Article 42 1.
------+Article 42 2.
------+Article 42 3.
---+Article 43 Safeguards against conflicts of interest
------+Article 43 1.
------+Article 43 2.
------+Article 43 3.
---+Article 44 Risk limits
------+Article 44 1.
------+Article 44 2.
------+Article 44 3.
---+Article 45 Risk measurement and management
------+Article 45 1.
------+Article 45 2.
------+Article 45 3.

SECTION 3 Risk management

SECTION 3 Risk management

1. Overview

,
Summary Regulation
Article 38 Risk management systems

Article 38

Risk management systems

For the purposes of this Section, risk management systems shall be understood as systems comprised of relevant elements of the organisational structure of the AIFM, with a central role for a permanent risk management function, policies and procedures related to the management of risk relevant to each AIF’s investment strategy, and arrangements, processes and techniques related to risk measurement and management employed by the AIFM in relation to each AIF it manages.

Article 39 Permanent risk management function
Article 40 Risk management policy
Article 41 Assessment, monitoring and review of the risk management systems
Article 42 Functional and hierarchical separation of the risk management function
Article 43 Safeguards against conflicts of interest
Article 44 Risk limits
Article 45 Risk measurement and management

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • Builddate: 12.02.2024 00:00:00 -Doknr: CELEX:32013R0231
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