CA-07(01) Independent Assessment

Control

Employ independent assessors or assessment teams to monitor the controls in the system on an ongoing basis.

Discussion

Organizations maximize the value of control assessments by requiring that assessments be conducted by assessors with appropriate levels of independence. The level of required independence is based on organizational continuous monitoring strategies. Assessor independence provides a degree of impartiality to the monitoring process. To achieve such impartiality, assessors do not create a mutual or conflicting interest with the organizations where the assessments are being conducted, assess their own work, act as management or employees of the organizations they are serving, or place themselves in advocacy positions for the organizations acquiring their services.

Assessment Objective

independent assessors or assessment teams are employed to monitor the controls in the system on an ongoing basis.

Assessment Method

Examine

Assessment, authorization, and monitoring policy organizational continuous monitoring strategy system-level continuous monitoring strategy procedures addressing continuous monitoring of system controls control assessment report plan of action and milestones system monitoring records impact analyses status reports system security plan privacy plan other relevant documents or records

Interview

Organizational personnel with continuous monitoring responsibilities organizational personnel with information security and privacy responsibilities

1. Overview

Summary	Standard

1.1 References

1.2 Identified Requirements

1.3 Related Regulations

2. Identified Requirements

Requirements
Source	Requirement

3. Related Regulations

Regulations
Source	Regulation

Linked Issues

Issuelinks
Linktype	Issue
is blocked by	CA-07(01) Independent Assessment – Assessment Procedure
is blocked by	Executive Leadership Oversight of Security, Compliance & Resilience Controls
is blocked by	Independent Assessors

NIST -
EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

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