Assessment Objective

Determine if:

• SA-02a.
  • SA-02a.[01] the high-level information security requirements for the system or system service are determined in mission and business process planning;
  • SA-02a.[02] the high-level privacy requirements for the system or system service are determined in mission and business process planning;
• SA-02b.
  • SA-02b.[01] the resources required to protect the system or system service are determined and documented as part of the organizational capital planning and investment control process;
  • SA-02b.[02] the resources required to protect the system or system service are allocated as part of the organizational capital planning and investment control process;
• SA-02c.
  • SA-02c.[01] a discrete line item for information security is established in organizational programming and budgeting documentation;
  • SA-02c.[02] a discrete line item for privacy is established in organizational programming and budgeting documentation.

Assessment Methods

Examine

• System and services acquisition policy
• system and services acquisition procedures
• system and services acquisition strategy and plans
• procedures addressing the allocation of resources to information security and privacy requirements
• procedures addressing capital planning and investment control
• organizational programming and budgeting documentation
• system security plan
• privacy plan
• supply chain risk management policy
• other relevant documents or records

Interview

• Organizational personnel with capital planning, investment control, organizational programming, and budgeting responsibilities
• organizational personnel with information security and privacy responsibilities
• organizational personnel with supply chain risk management responsibilities

Test

• Organizational processes for determining information security and privacy requirements
• organizational processes for capital planning, programming, and budgeting
• mechanisms supporting and/or implementing organizational capital planning, programming, and budgeting

Linked Issues

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final