Assessment Objective

Determine if:

• PM-09a.
  • PM-09a.01 a comprehensive strategy is developed to manage security risk to organizational operations and assets, individuals, other organizations, and the Nation associated with the operation and use of organizational systems;
  • PM-09a.02 a comprehensive strategy is developed to manage privacy risk to individuals resulting from the authorized processing of personally identifiable information;
• PM-09b. the risk management strategy is implemented consistently across the organization;
• PM-09c. the risk management strategy is reviewed and updated [Assignment: frequency] or as required to address organizational changes.

Assessment Methods

Examine

• Information security program plan
• privacy program plan
• risk management strategy
• supply chain risk management strategy
• procedures addressing the development, implementation, review, and update of the risk management strategy
• risk assessment results relevant to the risk management strategy
• other relevant documents or records

Interview

• Organizational personnel with information security and privacy program planning and plan implementation responsibilities
• organizational personnel responsible for the development, implementation, review, and update of the risk management strategy
• organizational personnel with information security and privacy responsibilities

Test

• Organizational processes for the development, implementation, review, and update of the risk management strategy
• mechanisms supporting the development, implementation, review, and update of the risk management strategy

Linked Issues

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final