+30. On evidencing the implementation of the scope, the general objectives and the main assumptions …

30. On evidencing the implementation of the scope, the general objectives and the main assumptions …

On evidencing the implementation of the scope, the general objectives and the main assumptions underlying ICAAP, competent authorities should ensure that they receive from institutions the following:

  • a. list of risk categories and sub-categories covered by ICAAP, including their definitions and perimeter of individual risk categories;
  • b. explanations of the differences between the risks covered by ICAAP and the risk appetite framework, where the scope of risks covered is different.
  • c. description of any deviations in the ICAAP process and in the key assumptions within the group and the entities of the group, where appropriate.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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