+173. The compliance function should ensure that compliance monitoring is carried out through a …
|
173. The compliance function should ensure that compliance monitoring is carried out through a …
The compliance function should ensure that compliance monitoring is carried out through a structured and well-defined compliance monitoring programme and that the compliance policy is observed. It should also be envisaged that the compliance function and the RMF will cooperate and exchange information as appropriate to perform their respective tasks.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|