+62. In groups of investment firms, a central review of compliance with the regulation, group …
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62. In groups of investment firms, a central review of compliance with the regulation, group …
In groups of investment firms, a central review of compliance with the regulation, group policies, procedures and internal rules should also be performed by the Union parent undertaking.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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