+111. When applying qualitative identification criteria, investment firms should identify the staff …
|
111. When applying qualitative identification criteria, investment firms should identify the staff …
When applying qualitative identification criteria, investment firms should identify the staff responsible for the function named in the qualitative criteria; the main criterion for the identification is not the name of the function but the authority and responsibility conferred on the function.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|