+146. The investment firm should ensure that where a staff member leaves the investment firm or …

146. The investment firm should ensure that where a staff member leaves the investment firm or …

The investment firm should ensure that where a staff member leaves the investment firm or retires, discretionary pension benefits are not paid without the consideration of the economic situation of the investment firm or risks that have been taken by the staff member which can affect the investment firm in the long term.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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