+303. Without prejudice to other supervisory and disciplinary measures and sanctions, competent …
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303. Without prejudice to other supervisory and disciplinary measures and sanctions, competent …
Without prejudice to other supervisory and disciplinary measures and sanctions, competent authorities should require investment firms to take adequate actions in order to remedy any identified deficiencies. Where investment firms do not comply with such request, appropriate supervisory measures should be taken.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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