5. These guidelines specify, in accordance with Article 26(4) of Directive (EU) 2019/2034 , the …

These guidelines specify, in accordance with Article 26(4) of Directive (EU) 2019/2034⁸ , the internal governance arrangements, processes and mechanisms that investment firms should implement in accordance with Title IV, Chapter 2, Section 2 of that Directive to ensure their effective and prudent management.

⁸ Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU

1. Overview

1.1 References

• Article 26 4.

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/