99. The policy should aim to identify conflicts of interest of staff, including the interests of …

The policy should aim to identify conflicts of interest of staff, including the interests of their closest family members. Investment firms should take into consideration that conflicts of interest may arise not only from present but also from past personal or professional relationships. Where conflicts of interest arise, investment firms should assess their materiality and decide on and implement mitigating measures as appropriate.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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