117. To ensure compliance with their conflicts of interest policies, investment firms should ensure …

To ensure compliance with their conflicts of interest policies, investment firms should ensure that all relevant internal control procedures fully apply to loans and other transactions with members of the management body or their related parties and that an appropriate oversight framework is in place at the level of the management body in its supervisory function.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/