+145. The ultimate responsibility for risk assessment lies solely with the investment firm, which …
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145. The ultimate responsibility for risk assessment lies solely with the investment firm, which …
The ultimate responsibility for risk assessment lies solely with the investment firm, which, accordingly, should evaluate its risks critically and should not rely exclusively on external assessments.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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