+172. The RMF should ensure that transactions with related parties are reviewed and that the risks …

172. The RMF should ensure that transactions with related parties are reviewed and that the risks …

The RMF should ensure that transactions with related parties are reviewed and that the risks they pose for the investment firm are identified and adequately assessed.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/