196. The IAF should verify, in particular, the integrity of the processes ensuring the reliability …

The IAF should verify, in particular, the integrity of the processes ensuring the reliability of the investment firm ’s methods and techniques, and the assumptions and sources of information used in its internal models (e.g. risk modelling and accounting measurements). It should also evaluate the quality and use of qualitative risk identification and assessment tools and the risk mitigation measures taken.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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