+208. Strategies, policies and procedures should be communicated to all relevant staff throughout an …
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208. Strategies, policies and procedures should be communicated to all relevant staff throughout an …
Strategies, policies and procedures should be communicated to all relevant staff throughout an investment firm. An investment firm ’s staff should understand and adhere to policies and procedures pertaining to their duties and responsibilities.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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