211. The publication should include at least: a. an overview of the internal organisation of the …

The publication should include at least:

• a. an overview of the internal organisation of the investment firm and the group structure as defined in Directive (EU) 2013/34 and changes thereto, including the main reporting lines and responsibilities;
• b. any material changes since the previous publication and the date of the material change;
• c. new legal, governance or organisational structures;
• d. information on the structure, organisation and members of the management body, including the number of its members and the number of those qualified as independent, and specifying the gender and duration of the mandate of each member of the management body;
• e. the key responsibilities of the management body;
• f. a list of the committees of the management body in its supervisory function and their composition;
• g. an overview of the conflicts of interest policy applicable to the investment firm and to the management body;
• h. an overview of the internal control framework; and
• i. an overview of the business continuity management framework.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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