+61. Competent authorities should establish monitoring systems and patterns allowing for the …
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61. Competent authorities should establish monitoring systems and patterns allowing for the …
Competent authorities should establish monitoring systems and patterns allowing for the identification of material changes and anomalies in the behaviour of indicators, and should set thresholds, where relevant. Competent authorities should also ensure that for all relevant indicators (or combinations of indicators) covered by the monitoring any anomalies and material changes are investigated. Competent authorities should thus determine the cause and assess the materiality of the potential prudential impact on the investment firm and the possible consequences for the firm’s categorisation.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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