+137. Competent authorities should assess whether the investment firm has sound, effective and …
|
137. Competent authorities should assess whether the investment firm has sound, effective and …
Competent authorities should assess whether the investment firm has sound, effective and reliable information systems and whether their internal control functions have appropriate IT systems and support at their disposal with access to the internal and external information necessary to meet their responsibilities.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|