+173. To determine the scope of the assessment of Risk-to-Client, competent authorities should first …
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173. To determine the scope of the assessment of Risk-to-Client, competent authorities should first …
To determine the scope of the assessment of Risk-to-Client, competent authorities should first identify the sources of Risk-to-Client to which the investment firm is or may be exposed.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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