+175. Competent authorities should perform the preliminary analysis considering the change in the …
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175. Competent authorities should perform the preliminary analysis considering the change in the …
Competent authorities should perform the preliminary analysis considering the change in the above indicators over time to form an informed view of the main drivers of the investment firm’s Risk-to-Client. Assets under management (AUM)
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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