+181. Competent authorities should assess the risk of incurring a loss for clients and having to …
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181. Competent authorities should assess the risk of incurring a loss for clients and having to …
Competent authorities should assess the risk of incurring a loss for clients and having to compensate them due to the mismanagement of assets safeguarded and administered by the investment firm.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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