+214. In assessing Risk-to-Firm, competent authorities should take into account the volume, nature …
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214. In assessing Risk-to-Firm, competent authorities should take into account the volume, nature …
In assessing Risk-to-Firm, competent authorities should take into account the volume, nature and complexity of the investment firm’s activities. 6.5.2 Assessment of inherent Risk-to-Firm
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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