+222. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

222. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

Competent authorities should focus on these sources of inherent risk, where relevant:

  • a. volume, exposure, number and complexity of transactions implemented;
  • b. unavailability or loss of integrity of IT systems;
  • c. types of financial market infrastructures (FMIs) used to process transactions: voice, electronic platforms (MTF, OTF);
  • d. algorithmic trading.

Concentration risk

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/