279. Competent authorities should assess whether the ICAAP is covering both: a. the risks or …

Competent authorities should assess whether the ICAAP is covering both:

• a. the risks or elements of risks the investment firm or the investment firm group is exposed to or poses to others stemming from its businesses and operations either regulated or non-regulated; and
• b. the necessary steps and resources but also the risks or elements of risks that might arise from an orderly wind-down process.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/