+345. Competent authorities should assess whether potential shortcomings arising from the investment …

345. Competent authorities should assess whether potential shortcomings arising from the investment …

Competent authorities should assess whether potential shortcomings arising from the investment firm’s funding profile, such as inflows and outflows mismatches in market activities breaching acceptable boundaries, or excessive concentrations of funding sources, could lead to liquidity risk. Competent authorities should assess the level of investment firm’s reliance on particular funding sources based on investment services, nature and provider of the funds.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/