401. Irrespective of the requirement to hold additional own funds pursuant to Article 39(1), point …

Irrespective of the requirement to hold additional own funds pursuant to Article 39(1), point (a) of Directive (EU) 2019/2034, competent authorities should consider the application of supervisory measures where the outcomes of SREP or other supervisory activities reveal deficiencies in the investment firm’s measurement, management, monitoring and control of operational risk, including in particular ICT risk, interest rate risk arising from non-trading book activities, or any other risk relevant for the investment firm.

Liquidity risk

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/