+14. Competent authorities should consider whether ancillary services provided by an investment firm …

14. Competent authorities should consider whether ancillary services provided by an investment firm …

Competent authorities should consider whether ancillary services provided by an investment firm give rise to liquidity risk. An investment firm that engages in activities such as granting credits or loans to an investor is exposed to higher liquidity risk and therefore such an investment firm should not be exempted from liquidity requirements.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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