+14. Competent authorities should consider whether ancillary services provided by an investment firm …
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14. Competent authorities should consider whether ancillary services provided by an investment firm …
Competent authorities should consider whether ancillary services provided by an investment firm give rise to liquidity risk. An investment firm that engages in activities such as granting credits or loans to an investor is exposed to higher liquidity risk and therefore such an investment firm should not be exempted from liquidity requirements.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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