+Guidelines on templates to assist competent authorities in performing their supervisory duties regarding issuers’ compliance under MiCAR (EBA/GL/2024/16)
---+1. Compliance and reporting obligations
------+Status of these Guidelines
---------+1. This document contains guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 …
---------+2. Guidelines set the EBA view of appropriate supervisory practices within the European System of …
------+Reporting requirements
---------+3. According to Article 16(3) of Regulation (EU) No 1093/2010, competent authorities must notify …
---------+4. Notifications will be published on the EBA website, in line with Article 16(3).
---+2. Subject matter, scope and definitions
------+Subject matter
---------+5. These Guidelines specify the content and uniform formats for the submission of information used …
------+Scope of application
---------+6. These Guidelines apply in relation to the exercise of supervisory powers of competent …
------+Addressees
---------+7. These Guidelines are addressed to competent authorities as defined in Article 3(1), point (35) …
------+Definitions
---------+8. Unless otherwise specified, terms used and defined in Regulation (EU) 2023/1114 have the same …
---+3. Implementation
------+Date of application
---------+9. These Guidelines apply from 26.05.2025.
---+4. Templates, frequency and format
------+4.1 Templates for issuers of ARTs and EMTs
---------+10. For the purposes of monitoring compliance with the own funds requirements in accordance with …
---------+11. For the purposes of monitoring compliance with the reserve of assets and liquidity requirements …
---------+12. For the purposes of monitoring compliance with the requirements applicable to the investment of …
---------+13. For the purposes of ensuring that the competent authorities are able to provide to the EBA the …
---------+14. The information necessary for the significance assessment includes the information laid down in …
---------+15. Following the notification of the EBA final decision on the significance assessment, and where …
------+4.2 Proportionality, frequency and format
---------+16. To ensure the proportional application of the Guidelines, competent authorities should collect …
---------+17. Competent authorities may require issuers with an issue value of less than EUR 100 000 000 to …
---------+18. Issuers should submit the information laid down in paragraphs 10, 11, 12 and 13 of these …
---------+19. For the purposes of reporting according to paragraph 15, the information included in paragraphs …
---------+20. The first reference date for reporting of the information included in templates S 09.01 and S …
---------+21. The first reference date for reporting of the information included in templates S 01.00, S …
---------+22. By way of derogation from paragraph 18, the remittance date for the submission of the templates …
---------+23. The last reference date should be the one corresponding to the third consecutive quarter in …
---------+24. Issuers should submit the information referred to in these Guidelines in the data exchange …
------+4.3 Templates for collecting the necessary information from crypto-asset service providers
---------+25. For the purposes of the submission of the data points laid down in these Guidelines, issuers …
---------+26. To collect the necessary information from the relevant CASPs, issuers of EMTs denominated in a …
---------+27. In addition, issuers of ARTs and EMTs should provide the relevant CASPs with template S 07.05 …
---+Annex I – Templates for issuers of ARTs and EMTs
---+Annex II – Instructions for issuers of ARTs and EMTs
---+Annex III – Templates for CASPs
---+Annex IV – Instructions for CASPs
---+Annex V – DPM and validation rules
 English - European Union - Financial Industry -

Guidelines on templates to assist competent authorities in performing their supervisory duties regarding issuers’ compliance under MiCAR (EBA/GL/2024/16)

Guidelines on templates to assist competent authorities in performing their supervisory duties regarding issuers’ compliance under MiCAR (EBA/GL/2024/16)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/asset-referenced-and-e-money-tokens-micar/guidelines-templates-assist-competent-authorities-performing-their-supervisory-duties-regarding – PDF

1. Overview

,
1. Compliance and reporting obligations

1. Compliance and reporting obligations
2. Subject matter, scope and definitions

2. Subject matter, scope and definitions
3. Implementation

3. Implementation
4. Templates, frequency and format

4. Templates, frequency and format
Annex I – Templates for issuers of ARTs and EMTs

Annex I – Templates for issuers of ARTs and EMTs
Annex II – Instructions for issuers of ARTs and EMTs

Annex II – Instructions for issuers of ARTs and EMTs
Annex III – Templates for CASPs

Annex III – Templates for CASPs
Annex IV – Instructions for CASPs

Annex IV – Instructions for CASPs
Annex V – DPM and validation rules

Annex V – DPM and validation rules

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/