+Fælles retningslinjer (JC 2024 36)
---+Status for retningslinjerne
------+Status of the Guidelines
------+Reporting requirements
------+Section 1: General considerations
------+Scope
------+Guideline 1: Language, communication means, contact points and accessibility
------+Guideline 2: Timelines
------+Guideline 3: Difference of opinions between ESAs and competent authorities
------+Guideline 4: Information exchange between ESAs and competent authorities in the context of their respective cooperation with competent authorities designated or established in accordance with NIS2 (NIS2 authorities)
------+Section 2: Designation of critical ICT third-party service providers
------+Guideline 5: Information for the criticality assessment to be submitted by competent authorities to the ESAs
------+Guideline 6: Information related to the designation of critical ICT third-party service providers to be submitted by the Lead Overseer or ESAs to competent authorities
------+Section 3: Core oversight activities
------+Guideline 7: Oversight plans
------+Guideline 8: General investigations and inspections
------+Guideline 9: Additional information exchanges between the Lead Overseer and competent authorities in relation to oversight activities
------+Section 4: Follow-up of the recommendations
------+Guideline 10: General principles for follow-up
------+Guideline 11: Information exchanges between the Lead Overseer and competent authorities to ensure the follow-up of recommendations
------+Guideline 12: Decision requiring financial entities to temporarily suspend the use or deployment of a service provided by the critical ICT third-party service provider or terminate the relevant contractual arrangements concluded with the critical ICT third-party service provider
------+Section 5: Final provisions
English - European Union - Financial Industry -

Fælles retningslinjer (JC 2024 36)

Fælles retningslinjer (JC 2024 36)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/operational-resilience/joint-guidelines-oversight-cooperation-and-information-exchange-between-esas-and-competent – PDF

1. Oversigt

,
Titel Regulering
Status for retningslinjerne

Disse retningslinjer er udstedt i medfør af artikel 16 i forordning (EU) nr. 1093/2010 om oprettelse af en europæisk tilsynsmyndighed (Den Europæiske Banktilsynsmyndighed), forordning (EU) nr. 1094/2010 om oprettelse af en europæisk tilsynsmyndighed (Den Europæiske Tilsynsmyndighed for Forsikrings- og Arbejdsmarkedspensionsordninger) og forordning (EU) nr. 1095/2010 om oprettelse af en europæisk tilsynsmyndighed (Den Europæiske Værdipapir- og Markedstilsynsmyndighed) (ESA-forordningerne)1 .

De europæiske tilsynsmyndigheder (ESA'erne) udsteder disse retningslinjer på grundlag af artikel 32, stk. 7, i forordning (EU) 2022/2554 ("DORA")2 , i henhold til hvilken ESA'erne udsteder retningslinjer for samarbejdet mellem ESA'erne og de kompetente myndigheder, der dækker:

  • • de nærmere procedurer og betingelser for tildelingen og varetagelsen af opgaver mellem de kompetente myndigheder og ESA'erne
  • • enkelthederne omkring den udveksling af oplysninger, der er nødvendig for, at de kompetente myndigheder kan sikre opfølgningen af henstillinger rettet til kritiske tredjepartsudbydere af IKT-tjenester.

1.1 Referencer

1.2 Identificerede krav

1.3 Relaterede standarder

2. Identificerede krav

Krav
Kilde Krav

3. Relaterede standarder

Standarder
Kilde Krav

Linkede sager

  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/