+Article 16 9.

Article 16 9.

An investment firm shall, when holding funds belonging to clients, make adequate arrangements to safeguard the rights of clients and, except in the case of credit institutions, prevent the use of client funds for its own account.

1. Overview

Summary	Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source	Requirement

3. Related Standards

Standards
Source	Requirement

Builddate: 06.06.2026 00:00:00 -Doknr: CELEX:32014L0065
EULAW -
European Regulation published on http://eur-lex.europa.eu/