+Article 15 3.

Article 15 3.

The persons referred to in paragraphs 1 and 2 shall establish and maintain effective arrangements, systems and procedures to:

(a) 

identify potential breaches of Article 3, 4 or 5;

(b) 

guarantee that their employees carrying out surveillance activities for the purpose of this Article are preserved from any conflict of interest and act in an independent manner;

(c) 

detect and report suspicious orders and transactions.

1. Overview

,

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards