111. In situations where external auditors or consultants are engaged by subjects of assessment to …

In situations where external auditors or consultants are engaged by subjects of assessment to carry out an assessment of their compliance with AML/CFT obligations, either on their own initiative or upon request by competent authorities, competent authorities should ensure that they are:

• a) notified of the scope of the review carried out by the external parties;
• b) notified of the skills, knowledge and experience of experts employed by the external parties who will carry out the assessment; and
• c) updated regularly on the outcomes and findings of the experts’ work, including where the experts consistently report the absence of weaknesses or findings.

1. Resumen

1.1 Referencias

1.2 Requisitos identificados

1.3 Estándares relacionados

2. Requisitos identificados

3. Estándares relacionados

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.