Assessment Objective

Determine if:

• CUI within the system is managed in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements.
• CUI within the system is retained in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements.
• CUI output from the system is managed in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements.
• CUI output from the system is retained in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements.

Assessment Methods

Examine

• system and information integrity policy and procedures
• laws, Executive Orders, directives, policies, regulations, standards, and operational requirements applicable to information management and retention
• records retention and disposition policy
• records retention and disposition procedures
• media protection policy
• media protection procedures
• audit findings
• system security plan
• other relevant documents or records

Interview

• personnel with information and records management, retention, and disposition responsibilities
• personnel with information security responsibilities
• system administrators

Test

• processes for information management, retention, and disposition
• mechanisms for supporting or implementing information management, retention, and disposition

Incidencias vinculadas

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final