Assessment Objective

Determine if:

• PM-14a.
  • PM-14a.01
    • PM-14a.01[01] a process is implemented for ensuring that organizational plans for conducting security testing, training, and monitoring activities associated with organizational systems are developed;
    • PM-14a.01[02] a process is implemented for ensuring that organizational plans for conducting security testing, training, and monitoring activities associated with organizational systems are maintained;
    • PM-14a.01[03] a process is implemented for ensuring that organizational plans for conducting privacy testing, training, and monitoring activities associated with organizational systems are developed;
    • PM-14a.01[04] a process is implemented for ensuring that organizational plans for conducting privacy testing, training, and monitoring activities associated with organizational systems are maintained;
  • PM-14a.02
    • PM-14a.02[01] a process is implemented for ensuring that organizational plans for conducting security testing, training, and monitoring activities associated with organizational systems continue to be executed;
    • PM-14a.02[02] a process is implemented for ensuring that organizational plans for conducting privacy testing, training, and monitoring activities associated with organizational systems continue to be executed;
• PM-14b.
  • PM-14b.[01] testing plans are reviewed for consistency with the organizational risk management strategy;
  • PM-14b.[02] training plans are reviewed for consistency with the organizational risk management strategy;
  • PM-14b.[03] monitoring plans are reviewed for consistency with the organizational risk management strategy;
  • PM-14b.[04] testing plans are reviewed for consistency with organization-wide priorities for risk response actions;
  • PM-14b.[05] training plans are reviewed for consistency with organization-wide priorities for risk response actions;
  • PM-14b.[06] monitoring plans are reviewed for consistency with organization-wide priorities for risk response actions.

Assessment Methods

Examine

• Information security program plan
• privacy program plan
• plans for conducting security and privacy testing, training, and monitoring activities
• organizational procedures addressing the development and maintenance of plans for conducting security and privacy testing, training, and monitoring activities
• risk management strategy
• procedures for the review of plans for conducting security and privacy testing, training, and monitoring activities for consistency with risk management strategy and risk response priorities
• results of risk assessments associated with conducting security and privacy testing, training, and monitoring activities
• documentation of the timely execution of plans for conducting security and privacy testing, training, and monitoring activities
• other relevant documents or records

Interview

• Organizational personnel with responsibilities for developing and maintaining plans for conducting security and privacy testing, training, and monitoring activities
• organizational personnel with information security and privacy responsibilities

Test

• Organizational processes for the development and maintenance of plans for conducting security and privacy testing, training, and monitoring activities
• mechanisms supporting the development and maintenance of plans for conducting security and privacy testing, training, and monitoring activities

Incidencias vinculadas

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final