Assessment Objective
Determine if:
- RA-01a.
- RA-01a.[01] a risk assessment policy is developed and documented;
- RA-01a.[02] the risk assessment policy is disseminated to [Assignment: personnel or roles];
- RA-01a.[03] risk assessment procedures to facilitate the implementation of the risk assessment policy and associated risk assessment controls are developed and documented;
- RA-01a.[04] the risk assessment procedures are disseminated to [Assignment: personnel or roles];
- RA-01a.01
- RA-01a.01(a)
- RA-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses purpose;
- RA-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses scope;
- RA-01a.01(a)[03] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses roles;
- RA-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses responsibilities;
- RA-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses management commitment;
- RA-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses coordination among organizational entities;
- RA-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses compliance;
- RA-01a.01(b) the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines;
- RA-01a.01(a)
- RA-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the risk assessment policy and procedures;
- RA-01c.
- RA-01c.01
- RA-01c.01[01] the current risk assessment policy is reviewed and updated [Assignment: frequency];
- RA-01c.01[02] the current risk assessment policy is reviewed and updated following [Assignment: events];
- RA-01c.02
- RA-01c.02[01] the current risk assessment procedures are reviewed and updated [Assignment: frequency];
- RA-01c.02[02] the current risk assessment procedures are reviewed and updated following [Assignment: events].
- RA-01c.01
Assessment Methods
Examine
- Risk assessment policy and procedures
- system security plan
- privacy plan
- other relevant documents or records
Interview
- Organizational personnel with risk assessment responsibilities
- organizational personnel with security and privacy responsibilities
Incidencias vinculadas
| Tipo de vínculo | Incidencia |
|---|---|
| blocks | RA-01 [H] Policy and Procedures |