+Guidelines on product oversight and governance arrangements for retail banking products (EBA/GL/2015/18)
---+1. Compliance and reporting obligations
------+Status of these guidelines
---------+1. This document contains guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 …
---------+2. Guidelines set the EBA view of appropriate supervisory practices within the European System of …
------+Reporting requirements
---------+3. According to Article 16(3) of Regulation (EU) No 1093/2010, competent authorities must notify …
---------+4. Notifications will be published on the EBA website, in line with Article 16(3).
---+2. Subject matter, scope and definitions
------+ A1
------+Subject matter
---------+5. These Guidelines deal with the establishment of product oversight and governance ar-rangements …
------+Scope of application
---------+6. These Guidelines apply to manufacturers and distributors of products offered and sold to …
---------+ A1
---------+ A1
---------+ A1
------------+7. Competent authorities may wish to consider applying these Guidelines to other products or other …
------------+8. Competent authorities may wish to consider extending the same protections set out in these …
---------+ A1
------------+9. These Guidelines supplement other EBA guidelines that may be relevant to product over-sight and …
------------+10. These Guidelines apply to all products brought to the market after the implementation date of …
------+Addressees
---------+11. These Guidelines are addressed to competent authorities as defined in Article 4(2) of …
---------+12. With regard to the Guidelines for distributors, competent authorities should either re-quire …
------+Definitions
---------+13. Unless otherwise specified, terms used and defined in the legislative acts referred to in the …
---+3. Implementation
------+Date of application
---+4. Product oversight and governance arrangements for manufacturers
------+Guideline 1: Establishment, proportionality, review and docu-mentation
---------+ A1
------+Guideline 2: Manufacturers’ internal control functions
---------+ A1
---------+ A1
------+Guideline 3: Target market
---------+ A1
------+Guideline 4: Product testing
------+Guideline 5: Product monitoring
------+Guideline 6: Remedial action
------+Guideline 7: Distribution channels
---------+ A1
------+Guideline 8: Information for distributors
---------+ A1
---+5. Product oversight and governance ar-rangements for distributors
------+Guideline 9: Establishment, proportionality, review and docu-mentation
------+Guideline 10: Distributors’ governance
------+Guideline 11: Knowledge of the target market
------+Guideline 12: Information and support for the manufac-turer’s arrangements
---------+ A1
English - European Union - Financial Industry -

Guidelines on product oversight and governance arrangements for retail banking products (EBA/GL/2015/18)

Guidelines on product oversight and governance arrangements for retail banking products (EBA/GL/2015/18)

Consolidated version.

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/consumer-protection/guidelines-product-oversight-and-governance-arrangements-retail-banking-products – PDF

1. Resumen

,
Título Regulación
1. Compliance and reporting obligations

1. Compliance and reporting obligations

2. Subject matter, scope and definitions

2. Subject matter, scope and definitions

3. Implementation

3. Implementation

4. Product oversight and governance arrangements for manufacturers

4. Product oversight and governance arrangements for manufacturers

5. Product oversight and governance ar-rangements for distributors

5. Product oversight and governance ar-rangements for distributors

1.1 Referencias

1.2 Requisitos identificados

1.3 Estándares relacionados

2. Requisitos identificados

Requisitos
Fuente Requisito

3. Estándares relacionados

Estándares
Fuente Requisito

Incidencias vinculadas

  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/