+279. Competent authorities should assess whether the ICAAP is covering both: a. the risks or …

279. Competent authorities should assess whether the ICAAP is covering both: a. the risks or …

Competent authorities should assess whether the ICAAP is covering both:

  • a. the risks or elements of risks the investment firm or the investment firm group is exposed to or poses to others stemming from its businesses and operations either regulated or non-regulated; and
  • b. the necessary steps and resources but also the risks or elements of risks that might arise from an orderly wind-down process.

1. Ülevaade

,

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

Nõuded

3. Seotud standardid

Standardid
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.